-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GWPrGqaZ3kX0L6q2pf359dMvXDvCZBUkFhqpLHl9LFAetb4imgoCM5I2BoX9Iyqs fEWwdH4JibHIbLoVin07KA== 0000950124-07-000321.txt : 20070118 0000950124-07-000321.hdr.sgml : 20070118 20070118152326 ACCESSION NUMBER: 0000950124-07-000321 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20070118 DATE AS OF CHANGE: 20070118 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECUMSEH PRODUCTS CO CENTRAL INDEX KEY: 0000096831 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 381093240 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-30158 FILM NUMBER: 07537722 BUSINESS ADDRESS: STREET 1: 100 E PATTERSON ST CITY: TECUMSEH STATE: MI ZIP: 49286 BUSINESS PHONE: 5174238411 MAIL ADDRESS: STREET 1: 100 EAST PATTERSON STREET CITY: TECUMSEH STATE: MI ZIP: 49286 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HERRICK FOUNDATION CENTRAL INDEX KEY: 0000920677 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 386041517 STATE OF INCORPORATION: MI FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 150 W JEFFERSON STREET 2: SUITE 2500 CITY: DETROIT STATE: MI ZIP: 48226 BUSINESS PHONE: 3134967570 MAIL ADDRESS: STREET 1: 150 W JEFFERSON STREET 2: SUITE 2500 CITY: DETROIT STATE: MI ZIP: 48226 SC 13G/A 1 k11503asc13gza.htm AMENDMENT NO.1 TO SCHEDULE 13G sc13gza
Table of Contents

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No.  1)*

Tecumseh Products Company
(Name of Issuer)
Class B Common Stock, par value $1.00 per share
(Title of Class of Securities)
878895 10 1
(CUSIP Number)
March 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

     o Rule 13d-1(b)

     o Rule 13d-1(c)

     þ Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.

 
 


Table of Contents

                     
CUSIP No.
 
878895 10 1
     
 
     
 

 

           
1   NAMES OF REPORTING PERSONS:
Names of Reporting Persons.
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
    Herrick Foundation
I.R.S. Identification Number: 38-6041517
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):

  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  State of Michigan
       
  5   SOLE VOTING POWER:
     
NUMBER OF   1,305,4251
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   0
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   1,305,4251
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    0
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  1,305,4251
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  o
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  25.7%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  CO
 
1   Includes 500,000 shares subject to an option granted to Tricap Partners LLC.

Page 2 of 5 pages


TABLE OF CONTENTS

Item 1
Item 2
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the filing person is a
Item 4. Ownership
Item 5. Ownership of Five Percent or Less of a Class
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person
Item 8. Identification and Classification of Members of the Group
Item 9. Notice of Dissolution of Group
Item 10. Certification
SIGNATURE


Table of Contents

                     
CUSIP No.
 
878895 10 1
     
 
     
 
Item 1.
  (a)   Name of Issuer:
Tecumseh Products Company, a Michigan corporation (“Tecumseh”).
  (b)   Address of Issuer’s Principal Executive Offices:
100 East Patterson Street
Tecumseh, Michigan 49286
Item 2.
  (a)   Name of Person Filing:
Herrick Foundation, a Michigan nonprofit corporation (the “Foundation”).
  (b)   Address of Principal Business Office or, if none, Residence:
c/o Michael Indenbaum
2290 First National Building
660 Woodward Ave.
Detroit, Michigan 48226-3506
  (c)   Citizenship:
United States of America
  (d)   Title of Class of Securities:
Class B Common Stock, par value $1.00 per share (“Class B Stock”).
  (e)   CUSIP Number:
878895 10 1
Item 3.   If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the filing person is a:
Not Applicable
Item 4.   Ownership.
     Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

Page 3 of 5 pages


Table of Contents

                     
CUSIP No.
 
878895 10 1
     
 
     
 
  (a)   Amount beneficially owned: 1,305,4252
 
  (b)   Percent of class: 25.7%
 
  (c)   Number of Shares as to which the person has:
  (i)   Sole power to vote or to direct the vote: 1,305,4252
 
  (ii)   Shared power to vote or direct the vote: 0
 
  (iii)   Sole power to dispose or to direct the disposition of: 1,305,4252
 
  (iv)   Shared power to dispose or to direct the disposition of: 0
Item 5.   Ownership of Five Percent or Less of a Class.
Not Applicable
Item 6.   Ownership of More than Five Percent on Behalf of Another Person.
     Herrick Foundation is a Michigan nonprofit corporation, which is a “Private Foundation” as defined in the Internal Revenue Code of 1986, as amended, organized for charitable purposes. The dividends received in respect of shares of Class B Stock of Tecumseh owned by Herrick Foundation, and the proceeds of any sale thereof, may be distributed only in the form of “qualifying distributions” as defined in the Internal Revenue Code of 1986, as amended. Herrick Foundation has in the past made and, in the future will make, such “qualifying distributions”, in such amounts, and at such times, as the Board of Trustees of Herrick Foundation, in its discretion, shall determine and decide, but no person, natural or corporate, to whom, or to which, such a “qualifying distribution” has been made, or may in the future be made, has had, or will have, any legal right to receive the same unless, and until, such “qualifying distribution” is authorized, as the case may be, by the Board of Trustees of Herrick Foundation. The Board of Trustees of Herrick Foundation currently consists of Todd W. Herrick, Kent B. Herrick and Michael A. Indenbaum.
Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.
Not applicable.
Item 8.   Identification and Classification of Members of the Group.
Not applicable.
 
2   Includes 500,000 shares subject to an option granted to Tricap Partners LLC.

Page 4 of 5 pages


Table of Contents

                     
CUSIP No.
 
878895 10 1
     
 
     
 
Item 9.   Notice of Dissolution of Group.
Not applicable.
Item 10.   Certification.
Not applicable.
SIGNATURE
     After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
             
Dated: January 18, 2007   HERRICK FOUNDATION    
 
           
 
  By:   /s/ MICHAEL INDENBAUM
 
Michael Indenbaum
   
 
           
 
      Its: Secretary    

Page 5 of 5 pages

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